| Time of Trade |
Security Description |
Maturity Date |
Coupon |
Price |
Yield |
Trade Amount |
Trade Type |
| 3:51pm |
Fresno Cnty Calif Pension Ref-taxable |
2010-Aug |
6.170% |
95.800 |
12.394 |
$5,000 |
Investor sold |
| 2:28pm |
San Francisco Calif Bay Area Unrefunded Balance |
2010-Jul |
5.250% |
98.750 |
7.405 |
$20,000 |
Investor sold |
| 3:29pm |
Southern Calif Logistics Arpt Ref-southern Calif Logistics |
2010-Dec |
3.500% |
96.800 |
6.810 |
$10,000 |
Investor sold |
| 2:48pm |
California Health Facs Fing Insd Hlth Fac-familiesfirst-a |
2010-Dec |
5.200% |
98.750 |
6.489 |
$25,000 |
Investor sold |
| 4:53pm |
Los Angeles Cnty Calif Pension Cap Apprec-taxable-ser D |
2010-Jun |
N/R |
96.680 |
5.734 |
$35,000 |
Investor sold |
| 4:33pm |
Fresno Cnty Calif Pension Ref-taxable |
2010-Aug |
6.170% |
100.631 |
5.254 |
$5,000 |
Investor bought |
| 3:04pm |
Novato Calif Spl Tax Ref-cmnty Facs Dist No 1 |
2010-Aug |
3.850% |
99.150 |
5.123 |
$10,000 |
Investor bought |
| 4:48pm |
California St |
2010-Feb |
4.000% |
99.803 |
5.021 |
$30,000 |
Investor sold |
| 8:45am |
West Sacramento Calif Spl Tax Cmnty Facs Dist No 12 |
2010-Sep |
5.000% |
100.129 |
4.458 |
$25,000 |
Investor sold |
| 1:45pm |
California St |
2010-Nov |
3.650% |
99.401 |
4.309 |
$5,000 |
Investor sold |
| 2:29pm |
Susanville Calif Pub Fing Auth Ref-lease |
2010-Sep |
4.000% |
99.811 |
4.246 |
$25,000 |
Investor sold |
| 3:47pm |
California St |
2010-Nov |
3.650% |
99.915 |
3.741 |
$5,000 |
Investor bought |
| 2:20pm |
Beverly Hills Calif Pub Fing Ref-ser A |
2010-Jun |
5.125% |
100.805 |
3.537 |
$25,000 |
Investor sold |
| 3:36pm |
Riverside Calif Impt Bd Act Ref Impt-canyon Springs Assmt |
2010-Sep |
4.000% |
100.383 |
3.486 |
$200,000 |
Investor sold |
| 10:09am |
Fresno Calif Jt Pwrs Fing Auth Exhibit Hall Expansion Proj |
2010-Sep |
4.350% |
100.739 |
3.360 |
$5,000 |
Investor sold |
| 2:41pm |
San Benito Calif Health Care |
2010-Oct |
4.350% |
100.995 |
3.150 |
$10,000 |
Investor bought |
| 12:31pm |
California St Pub Wks Brd Ref-various Univ Calif Pjs-a |
2010-Jun |
5.500% |
101.375 |
2.800 |
$20,000 |
Investor sold |
| 11:22am |
West Contra Costa Calif |
2010-Jul |
3.100% |
100.211 |
2.740 |
$20,000 |
Investor bought |
| 11:31am |
Oakland Calif Pension Oblig Cap Apprec-taxable-sub-ser A |
2010-Dec |
N/R |
97.273 |
2.637 |
$10,000 |
Investor bought |
| 11:25am |
Paramount Calif Redev Agy Tax Redev Proj Area No 1 |
2010-Aug |
4.000% |
100.953 |
2.585 |
$100,000 |
Investor sold |
| 1:38pm |
California St |
2010-Feb |
4.000% |
100.261 |
2.538 |
$30,000 |
Investor sold |
| 2:56pm |
Los Angeles Calif Uni Sch Dist Unrefunded Bal-ser A |
2010-Oct |
3.000% |
100.400 |
2.519 |
$20,000 |
Investor sold |
| 3:40pm |
Riverside Calif Impt Bd Act Ref Impt-canyon Springs Assmt |
2010-Sep |
4.000% |
101.133 |
2.500 |
$200,000 |
Investor bought |
| 2:10pm |
Rocklin Calif Uni Sch Dist No 1 |
2010-Sep |
3.700% |
100.956 |
2.430 |
$10,000 |
Investor sold |
| 12:13pm |
San Jose Calif Redev Agy Tax Ref-merged Area Redev Pj-ser A |
2010-Aug |
5.000% |
101.823 |
2.291 |
$275,000 |
Investor sold |
| 3:26pm |
Beverly Hills Calif Pub Fing Ref-ser A |
2010-Jun |
5.125% |
101.194 |
2.255 |
$25,000 |
Investor bought |
| 12:01pm |
Newark Calif Uni Sch Dist Cap Apprec-ser C |
2010-Aug |
N/R |
98.468 |
2.231 |
$10,000 |
Investor sold |
| 1:41pm |
Los Angeles Calif Convention & Ref |
2010-Aug |
2.750% |
100.379 |
2.215 |
$20,000 |
Investor sold |
| 3:22pm |
California Infrastructure & Workers Comp Relief-ser A |
2010-Oct |
3.500% |
101.141 |
2.136 |
$10,000 |
Investor sold |
| 1:30pm |
California St Rev Antic Nts-subser A-2 |
2010-Jun |
3.000% |
100.548 |
2.027 |
$25,000 |
Investor sold |
| 2:20pm |
California St |
2010-Oct |
6.000% |
103.336 |
2.018 |
$25,000 |
Investor sold |
| 12:22pm |
Banning Calif Cmnty Redev Agy Tax Alloc-merged Downtown Pj |
2010-Aug |
3.375% |
100.926 |
2.001 |
$125,000 |
Investor bought |
| 2:20pm |
Anaheim Calif Pub Fing Auth Distribution Sys-second Lien |
2010-Oct |
5.000% |
102.513 |
2.000 |
$20,000 |
Investor sold |
| 2:33pm |
Los Angeles Calif Uni Sch Dist Ref-ser B |
2010-Jul |
3.500% |
100.915 |
1.956 |
$25,000 |
Investor sold |
| 4:50pm |
California St |
2010-Oct |
6.000% |
103.398 |
1.946 |
$200,000 |
Investor sold |
| 4:27pm |
California St Economic Prerefunded-ser A |
2010-Jan |
5.250% |
100.345 |
1.935 |
$200,000 |
Investor sold |
| 12:25pm |
California St Rev Antic Nts-subser A-2 |
2010-Jun |
3.000% |
100.624 |
1.920 |
$15,000 |
Investor sold |
| 1:07pm |
California St Rev Antic Nts-subser A-2 |
2010-Jun |
3.000% |
100.620 |
1.902 |
$75,000 |
Investor sold |
| 12:37pm |
California St Dept Wtr Res Pwr Ser A |
2010-May |
5.250% |
101.441 |
1.891 |
$45,000 |
Investor sold |
| 12:22pm |
California St Fsa-cr |
2010-Dec |
5.750% |
103.881 |
1.878 |
$25,000 |
Investor sold |
| 12:23pm |
California St Ref |
2010-Dec |
4.500% |
102.628 |
1.878 |
$50,000 |
Investor sold |
| 12:04pm |
Fresno Calif Uni Sch Dist Ref-ser A |
2010-Aug |
6.000% |
102.813 |
1.834 |
$35,000 |
Investor sold |
| 2:06pm |
San Dieguito Calif Wtr Dist Ref |
2010-Oct |
3.000% |
100.989 |
1.820 |
$25,000 |
Investor sold |
| 11:07am |
Standard Calif Elem Sch Dist Ref |
2010-Mar |
3.850% |
100.535 |
1.818 |
$25,000 |
Investor bought |
| 2:56pm |
East Bay Calif Mun Util Dist |
2010-Jun |
4.200% |
101.220 |
1.816 |
$25,000 |
Investor sold |
| 2:51pm |
Los Angeles Calif Uni Sch Dist Prerefunded-ser A |
2010-Oct |
3.000% |
101.000 |
1.807 |
$80,000 |
Investor sold |
| 12:27pm |
University Calif Revs Gen-ser E |
2010-May |
5.000% |
101.504 |
1.786 |
$50,000 |
Investor sold |
| 3:27pm |
San Jose Calif Redev Agy Tax Ref-merged Area Redev Pj-ser A |
2010-Aug |
5.000% |
102.173 |
1.785 |
$10,000 |
Investor bought |
| 3:30pm |
Los Angeles Calif Cmnty Redev Adelante Eastside Redev-d |
2010-Sep |
1.750% |
99.999 |
1.750 |
$295,000 |
Investor bought |
| 12:25pm |
California St Rev Antic Nts-subser A-2 |
2010-Jun |
3.000% |
100.724 |
1.750 |
$15,000 |
Investor bought |