| Time of Trade |
Security Description |
Maturity Date |
Coupon |
Price |
Yield |
Trade Amount |
Trade Type |
| 4:49pm |
Stockton Calif Port Dist Port Ser A |
2011-Jul |
4.000% |
99.131 |
4.567 |
$5,000 |
Investor bought |
| 4:49pm |
Stockton Calif Port Dist Port Ser A |
2011-Jul |
4.000% |
98.756 |
N/R |
$5,000 |
Inter-dealer |
| 12:22pm |
California St Ref |
2011-Feb |
5.250% |
103.663 |
N/R |
$5,000 |
Inter-dealer |
| 12:22pm |
California St Ref |
2011-Feb |
5.250% |
103.538 |
2.202 |
$5,000 |
Investor sold |
| 12:23pm |
California St |
2011-Sep |
6.300% |
107.323 |
2.056 |
$5,000 |
Investor sold |
| 12:23pm |
California St |
2011-Sep |
6.300% |
107.448 |
N/R |
$5,000 |
Inter-dealer |
| 3:31pm |
Sacramento Calif Mun Util Dist |
2011-Feb |
5.500% |
101.045 |
-9.233 |
$5,000 |
Investor sold |
| 3:31pm |
Sacramento Calif Mun Util Dist |
2011-Feb |
5.500% |
101.295 |
N/R |
$5,000 |
Inter-dealer |
| 2:19pm |
Stockton Calif Port Dist Port Ser A |
2011-Jul |
4.000% |
98.359 |
5.078 |
$5,000 |
Investor sold |
| 2:19pm |
Stockton Calif Port Dist Port Ser A |
2011-Jul |
4.000% |
98.605 |
N/R |
$5,000 |
Inter-dealer |
| 12:57pm |
Apple Valley Calif Uni Sch 2003 Refinancing Proj |
2011-Sep |
3.200% |
103.000 |
N/R |
$10,000 |
Inter-dealer |
| 3:34pm |
San Jose Calif Redev Agy Tax Prerefunded-merged Area Redev |
2011-Aug |
6.000% |
108.123 |
1.152 |
$10,000 |
Investor sold |
| 3:34pm |
San Jose Calif Redev Agy Tax Prerefunded-merged Area Redev |
2011-Aug |
6.000% |
108.323 |
1.039 |
$10,000 |
Investor bought |
| 3:31pm |
Sacramento Calif Mun Util Dist |
2011-Dec |
5.100% |
103.400 |
N/R |
$10,000 |
Inter-dealer |
| 3:31pm |
Sacramento Calif Mun Util Dist |
2011-Dec |
5.100% |
103.150 |
N/R |
$10,000 |
Inter-dealer |
| 3:31pm |
Sacramento Calif Mun Util Dist |
2011-Dec |
5.100% |
102.900 |
-34.882 |
$10,000 |
Investor sold |
| 3:31pm |
Sacramento Calif Mun Util Dist |
2011-Dec |
5.100% |
103.150 |
N/R |
$10,000 |
Inter-dealer |
| 9:26am |
Bay Area Govt Assn Calif Wtr & Ser A |
2011-Sep |
4.000% |
102.673 |
2.443 |
$10,000 |
Investor bought |
| 9:26am |
Bay Area Govt Assn Calif Wtr & Ser A |
2011-Sep |
4.000% |
102.573 |
N/R |
$10,000 |
Inter-dealer |
| 9:09am |
California St Ref |
2011-Sep |
4.000% |
104.499 |
1.412 |
$10,000 |
Investor bought |
| 4:54pm |
Los Angeles Calif Convention & Ref |
2011-Aug |
2.750% |
100.416 |
2.500 |
$10,000 |
Investor bought |
| 5:01pm |
Los Angeles Calif Convention & Ref |
2011-Aug |
2.750% |
100.635 |
2.370 |
$10,000 |
Investor bought |
| 3:24pm |
California St Univ Chico Resh Auxiliary Organization Bds |
2011-Jun |
3.400% |
98.000 |
4.782 |
$10,000 |
Investor sold |
| 1:17pm |
Apple Valley Calif Uni Sch 2003 Refinancing Proj |
2011-Sep |
3.200% |
102.500 |
1.756 |
$10,000 |
Investor sold |
| 1:07pm |
Anaheim Calif Pub Fing Auth Ref-elec Sys Generation-ser B |
2011-Oct |
3.800% |
103.673 |
1.772 |
$10,000 |
Investor sold |
| 3:24pm |
California St Univ Chico Resh Auxiliary Organization Bds |
2011-Jun |
3.400% |
99.069 |
4.039 |
$10,000 |
Investor bought |
| 3:24pm |
California St Univ Chico Resh Auxiliary Organization Bds |
2011-Jun |
3.400% |
98.569 |
N/R |
$10,000 |
Inter-dealer |
| 4:57pm |
California St Unrefunded Balance |
2011-Nov |
6.900% |
102.029 |
2.164 |
$10,000 |
Investor sold |
| 1:08pm |
California St Pub Wks Brd Dept Gen Svcs-mission Valley-c |
2011-Mar |
3.850% |
101.109 |
2.949 |
$10,000 |
Investor sold |
| 4:57pm |
California St Unrefunded Balance |
2011-Nov |
6.900% |
102.029 |
N/R |
$10,000 |
Inter-dealer |
| 5:02pm |
Los Angeles Calif Convention & Ref |
2011-Aug |
2.750% |
100.335 |
N/R |
$10,000 |
Inter-dealer |
| 2:12pm |
Los Angeles Calif Santn Equip Ser B |
2011-Feb |
5.000% |
103.037 |
2.379 |
$15,000 |
Investor sold |
| 2:12pm |
Los Angeles Calif Santn Equip Ser B |
2011-Feb |
5.000% |
103.764 |
N/R |
$15,000 |
Inter-dealer |
| 12:31pm |
Compton Calif Uni Sch Dist Ref-2002 Election-ser D |
2011-Jun |
N/R |
95.500 |
N/R |
$15,000 |
Inter-dealer |
| 12:31pm |
Compton Calif Uni Sch Dist Ref-2002 Election-ser D |
2011-Jun |
N/R |
95.262 |
3.226 |
$15,000 |
Investor sold |
| 12:54pm |
Mt Diablo Calif Uni Sch Dist |
2011-Aug |
4.250% |
105.069 |
N/R |
$15,000 |
Inter-dealer |
| 1:47pm |
Los Angeles Calif Convention & Ref |
2011-Aug |
2.750% |
100.100 |
2.689 |
$15,000 |
Investor sold |
| 1:47pm |
Los Angeles Calif Convention & Ref |
2011-Aug |
2.750% |
100.100 |
N/R |
$15,000 |
Inter-dealer |
| 9:56am |
Santa Clara Calif Uni Sch Dist Election 2004 |
2011-Jul |
3.250% |
103.157 |
1.250 |
$15,000 |
Investor bought |
| 11:02am |
Orange Cove Calif Redev Agy Orange Cove Redev Proj-ser A |
2011-Feb |
3.100% |
100.000 |
3.098 |
$15,000 |
Investor bought |
| 11:15am |
Los Angeles Calif Uni Sch Dist Election Of 1997-ser E |
2011-Jul |
5.000% |
105.457 |
1.533 |
$20,000 |
Investor sold |
| 12:51pm |
Los Angeles Calif Uni Sch Dist Multiple Pptys Proj-ser B |
2011-Oct |
4.000% |
103.767 |
1.917 |
$20,000 |
Investor sold |
| 1:44pm |
Orange Cnty Calif Loc Transn Measure M-second Sr-ser A |
2011-Feb |
5.500% |
105.451 |
1.001 |
$20,000 |
Investor bought |
| 11:16am |
Los Angeles Calif Uni Sch Dist Election Of 1997-ser E |
2011-Jul |
5.000% |
105.807 |
1.319 |
$20,000 |
Investor bought |
| 11:24am |
California St Ref |
2011-Feb |
5.250% |
104.760 |
1.186 |
$20,000 |
Investor bought |
| 2:00pm |
Los Angeles Calif Convention & Ref |
2011-Aug |
2.750% |
101.017 |
2.144 |
$20,000 |
Investor sold |
| 1:48pm |
Napa Calif Cmnty Redev Agy Tax Parkway Plaza Redev Proj-ser A |
2011-Sep |
3.625% |
102.110 |
2.396 |
$20,000 |
Investor sold |
| 1:48pm |
Napa Calif Cmnty Redev Agy Tax Parkway Plaza Redev Proj-ser A |
2011-Sep |
3.625% |
102.110 |
N/R |
$20,000 |
Inter-dealer |
| 10:42am |
California St Pub Wks Brd Dept Of Corrections-ser A |
2011-Sep |
5.000% |
100.849 |
0.163 |
$25,000 |
Investor bought |
| 4:32pm |
San Francisco Calif Cmnty Election 2005-ser A |
2011-Jun |
4.000% |
103.215 |
N/R |
$25,000 |
Inter-dealer |