| Time of Trade |
Security Description |
Maturity Date |
Coupon |
Price |
Yield |
Trade Amount |
Trade Type |
| 8:31am |
Manteca Calif Redev Agy Tax Ref-manteca Merged Proj Area |
2011-Oct |
4.000% |
103.712 |
1.946 |
$30,000 |
Investor bought |
| 8:32am |
Manteca Calif Redev Agy Tax Ref-manteca Merged Proj Area |
2011-Oct |
4.000% |
103.612 |
N/R |
$30,000 |
Inter-dealer |
| 9:05am |
California St Dept Wtr Res Pwr Ser A |
2011-May |
5.250% |
105.811 |
1.150 |
$1,000,000+ |
Investor sold |
| 9:09am |
California St Ref |
2011-Sep |
4.000% |
104.499 |
1.412 |
$10,000 |
Investor bought |
| 9:11am |
California St Dept Wtr Res Pwr Ser A |
2011-May |
5.250% |
105.929 |
N/R |
$1,000,000+ |
Inter-dealer |
| 9:21am |
Ontario Calif Redev Fing Auth Cap Projs |
2011-Aug |
4.000% |
103.039 |
N/R |
$30,000 |
Inter-dealer |
| 9:21am |
Ontario Calif Redev Fing Auth Cap Projs |
2011-Aug |
4.000% |
103.139 |
2.091 |
$30,000 |
Investor bought |
| 9:24am |
California St Ref-natl Ibc |
2011-Dec |
5.000% |
107.357 |
N/R |
$1,000,000+ |
Inter-dealer |
| 9:24am |
California St Ref-natl Ibc |
2011-Dec |
5.000% |
107.407 |
N/R |
$1,000,000+ |
Inter-dealer |
| 9:26am |
Bay Area Govt Assn Calif Wtr & Ser A |
2011-Sep |
4.000% |
102.573 |
N/R |
$10,000 |
Inter-dealer |
| 9:26am |
Bay Area Govt Assn Calif Wtr & Ser A |
2011-Sep |
4.000% |
102.673 |
2.443 |
$10,000 |
Investor bought |
| 9:48am |
Victor Calif Elem Sch Dist Cap Apprec-ser A |
2011-Jun |
N/R |
96.149 |
2.606 |
$40,000 |
Investor bought |
| 9:56am |
Santa Clara Calif Uni Sch Dist Election 2004 |
2011-Jul |
3.250% |
103.157 |
1.250 |
$15,000 |
Investor bought |
| 10:42am |
California St Pub Wks Brd Dept Of Corrections-ser A |
2011-Sep |
5.000% |
100.849 |
0.163 |
$25,000 |
Investor bought |
| 10:46am |
California St Pub Wks Brd Dept Of Corrections-ser A |
2011-Sep |
5.000% |
100.849 |
0.163 |
$25,000 |
Investor bought |
| 10:46am |
California St Pub Wks Brd Dept Of Corrections-ser A |
2011-Sep |
5.000% |
100.849 |
0.163 |
$25,000 |
Investor bought |
| 11:00am |
Coalinga-huron Calif Jt Uni Ref |
2011-Aug |
3.000% |
102.883 |
1.220 |
$100,000 |
Investor bought |
| 11:00am |
Coalinga-huron Calif Jt Uni Ref |
2011-Aug |
3.000% |
102.883 |
1.220 |
$245,000 |
Investor bought |
| 11:02am |
Orange Cove Calif Redev Agy Orange Cove Redev Proj-ser A |
2011-Feb |
3.100% |
100.000 |
3.098 |
$15,000 |
Investor bought |
| 11:15am |
Los Angeles Calif Uni Sch Dist Election Of 1997-ser E |
2011-Jul |
5.000% |
105.457 |
1.533 |
$20,000 |
Investor sold |
| 11:16am |
Los Angeles Calif Uni Sch Dist Election Of 1997-ser E |
2011-Jul |
5.000% |
105.807 |
1.319 |
$20,000 |
Investor bought |
| 11:18am |
Rocklin Calif Uni Sch Dist Ref-no 1 |
2011-Sep |
4.000% |
103.000 |
2.257 |
$200,000 |
Investor bought |
| 11:19am |
Southern Calif Pub Pwr Auth Ref-sub-southn Transmission-b |
2011-Jul |
5.000% |
106.052 |
1.170 |
$100,000 |
Investor bought |
| 11:19am |
California St Dept Wtr Res Wtr Sys-j-2-unrerefunded Bal |
2011-Dec |
7.000% |
112.120 |
0.920 |
$100,000 |
Investor bought |
| 11:23am |
Fremont Calif Un High Sch Dist Ref |
2011-Sep |
4.000% |
105.310 |
0.961 |
$400,000 |
Investor sold |
| 11:23am |
Fremont Calif Un High Sch Dist Ref |
2011-Sep |
4.000% |
105.310 |
N/R |
$400,000 |
Inter-dealer |
| 11:24am |
California St Ref |
2011-Feb |
5.250% |
104.760 |
1.186 |
$20,000 |
Investor bought |
| 11:32am |
Long Beach Calif Arpt Rev Ref-sr Ser B |
2011-Jun |
3.000% |
101.217 |
2.160 |
$450,000 |
Investor bought |
| 11:32am |
Long Beach Calif Arpt Rev Ref-sr Ser B |
2011-Jun |
3.000% |
101.217 |
2.160 |
$455,000 |
Investor bought |
| 11:52am |
California St Ref |
2011-Feb |
5.750% |
105.279 |
1.241 |
$350,000 |
Investor sold |
| 11:52am |
California St Ref |
2011-Feb |
5.750% |
105.279 |
N/R |
$350,000 |
Inter-dealer |
| 11:53am |
California St |
2011-Feb |
4.000% |
103.242 |
1.231 |
$500,000 |
Investor sold |
| 11:53am |
California St |
2011-Feb |
4.000% |
103.242 |
N/R |
$500,000 |
Inter-dealer |
| 11:53am |
Los Angeles Cnty Calif Met Ref-prop A First Tier Sr-ser B |
2011-Jul |
5.000% |
106.746 |
0.750 |
$700,000 |
Investor bought |
| 11:56am |
Pacifica Calif Ctfs Partn |
2011-Jan |
3.250% |
101.846 |
N/R |
$25,000 |
Inter-dealer |
| 11:57am |
Anaheim Calif Pub Fing Auth Ref-elec Sys Generation-ser B |
2011-Oct |
3.800% |
104.055 |
1.567 |
$100,000 |
Investor sold |
| 11:58am |
Pacifica Calif Ctfs Partn |
2011-Jan |
3.250% |
102.100 |
1.320 |
$25,000 |
Investor bought |
| 12:08pm |
California St Economic Ser A |
2011-Jan |
5.000% |
104.588 |
0.802 |
$100,000 |
Investor bought |
| 12:10pm |
California St Economic Ser A |
2011-Jan |
5.000% |
104.588 |
0.802 |
$50,000 |
Investor bought |
| 12:11pm |
Los Angeles Calif Uni Sch Dist Election 2002-ser C |
2011-Jul |
4.000% |
104.624 |
1.077 |
$200,000 |
Investor sold |
| 12:13pm |
California St Economic Ser A |
2011-Jan |
5.000% |
104.228 |
N/R |
$675,000 |
Inter-dealer |
| 12:13pm |
California St Economic Ser A |
2011-Jan |
5.000% |
104.228 |
1.121 |
$675,000 |
Investor sold |
| 12:15pm |
Los Angeles Cnty Calif Pub Wks Ref-master Pj-ser A |
2011-Sep |
5.000% |
104.697 |
N/R |
$100,000 |
Inter-dealer |
| 12:15pm |
Los Angeles Cnty Calif Pub Wks Ref-master Pj-ser A |
2011-Sep |
5.000% |
104.897 |
2.158 |
$100,000 |
Investor bought |
| 12:15pm |
Westlands Calif Wtr Dist Rev Ser A |
2011-Sep |
4.000% |
101.951 |
2.858 |
$50,000 |
Investor sold |
| 12:16pm |
Riverside Cnty Calif Cmnty Ref-spl Tax-no-89-1 |
2011-Sep |
4.000% |
100.100 |
3.938 |
$135,000 |
Investor sold |
| 12:19pm |
Monterey Cnty Calif Ctfs Partn Ref & Pub Facs Fing |
2011-Aug |
5.000% |
103.758 |
2.699 |
$140,000 |
Investor sold |
| 12:20pm |
Fresno Cnty Calif Fing Auth Juvenile Justice Campus |
2011-Aug |
2.875% |
100.336 |
2.668 |
$100,000 |
Investor sold |
| 12:22pm |
Los Angeles Cnty Calif Met Ref-prop A First Tier Sr-ser B |
2011-Jul |
5.000% |
106.746 |
N/R |
$1,000,000+ |
Inter-dealer |
| 12:22pm |
California St Ref |
2011-Feb |
5.250% |
103.663 |
N/R |
$5,000 |
Inter-dealer |