| Time of Trade |
Security Description |
Maturity Date |
Coupon |
Price |
Yield |
Trade Amount |
Trade Type |
| 2:19pm |
Stockton Calif Port Dist Port Ser A |
2011-Jul |
4.000% |
98.359 |
5.078 |
$5,000 |
Investor sold |
| 12:55pm |
California St Ref |
2011-Feb |
4.500% |
99.347 |
5.070 |
$75,000 |
Investor sold |
| 3:43pm |
Fremont Calif Pub Fing Auth Ser B |
2011-Sep |
5.375% |
100.616 |
5.002 |
$60,000 |
Investor sold |
| 3:24pm |
California St Univ Chico Resh Auxiliary Organization Bds |
2011-Jun |
3.400% |
98.000 |
4.782 |
$10,000 |
Investor sold |
| 4:49pm |
Stockton Calif Port Dist Port Ser A |
2011-Jul |
4.000% |
99.131 |
4.567 |
$5,000 |
Investor bought |
| 1:03pm |
Oxnard Calif Ctfs Partn |
2011-Jun |
4.350% |
100.191 |
4.218 |
$75,000 |
Investor sold |
| 12:32pm |
San Francisco Calif City & San Bruno Jail No 3 |
2011-Oct |
4.500% |
100.375 |
4.041 |
$50,000 |
Investor sold |
| 3:24pm |
California St Univ Chico Resh Auxiliary Organization Bds |
2011-Jun |
3.400% |
99.069 |
4.039 |
$10,000 |
Investor bought |
| 12:16pm |
Riverside Cnty Calif Cmnty Ref-spl Tax-no-89-1 |
2011-Sep |
4.000% |
100.100 |
3.938 |
$135,000 |
Investor sold |
| 12:48pm |
California Cmnty College Fing Unrefunded Balance-ser A |
2011-Aug |
4.000% |
100.539 |
3.664 |
$25,000 |
Investor sold |
| 4:00pm |
Los Angeles Calif Convention & Ref |
2011-Aug |
2.750% |
98.550 |
3.624 |
$35,000 |
Investor sold |
| 3:00pm |
Washington Twp Calif Health Ser A |
2011-Jul |
4.500% |
101.722 |
3.370 |
$150,000 |
Investor bought |
| 3:00pm |
Washington Twp Calif Health Ser A |
2011-Jul |
4.500% |
101.722 |
3.370 |
$125,000 |
Investor bought |
| 3:42pm |
Manhattan Beach Calif Uni Sch Ser A |
2011-Aug |
4.300% |
101.614 |
3.304 |
$25,000 |
Investor bought |
| 12:31pm |
Compton Calif Uni Sch Dist Ref-2002 Election-ser D |
2011-Jun |
N/R |
95.262 |
3.226 |
$15,000 |
Investor sold |
| 11:02am |
Orange Cove Calif Redev Agy Orange Cove Redev Proj-ser A |
2011-Feb |
3.100% |
100.000 |
3.098 |
$15,000 |
Investor bought |
| 3:44pm |
Fremont Calif Pub Fing Auth Ser B |
2011-Sep |
5.375% |
101.616 |
3.003 |
$60,000 |
Investor bought |
| 1:08pm |
California St Pub Wks Brd Dept Gen Svcs-mission Valley-c |
2011-Mar |
3.850% |
101.109 |
2.949 |
$10,000 |
Investor sold |
| 12:15pm |
Westlands Calif Wtr Dist Rev Ser A |
2011-Sep |
4.000% |
101.951 |
2.858 |
$50,000 |
Investor sold |
| 6:48pm |
California Cmnty College Fing Unrefunded Balance-ser A |
2011-Aug |
4.000% |
102.039 |
2.750 |
$25,000 |
Investor bought |
| 3:24pm |
Santa Clara Calif Redev Agy Ref-bayshore North Proj |
2011-Jun |
4.000% |
101.914 |
2.703 |
$25,000 |
Investor sold |
| 12:19pm |
Monterey Cnty Calif Ctfs Partn Ref & Pub Facs Fing |
2011-Aug |
5.000% |
103.758 |
2.699 |
$140,000 |
Investor sold |
| 1:47pm |
Los Angeles Calif Convention & Ref |
2011-Aug |
2.750% |
100.100 |
2.689 |
$15,000 |
Investor sold |
| 12:20pm |
Fresno Cnty Calif Fing Auth Juvenile Justice Campus |
2011-Aug |
2.875% |
100.336 |
2.668 |
$100,000 |
Investor sold |
| 1:38pm |
Sweetwater Calif Un High Sch |
2011-Sep |
3.400% |
101.285 |
2.649 |
$25,000 |
Investor sold |
| 9:48am |
Victor Calif Elem Sch Dist Cap Apprec-ser A |
2011-Jun |
N/R |
96.149 |
2.606 |
$40,000 |
Investor bought |
| 4:54pm |
Los Angeles Calif Convention & Ref |
2011-Aug |
2.750% |
100.416 |
2.500 |
$10,000 |
Investor bought |
| 1:39pm |
Los Angeles Calif Mun Impt Spl Tax-police Emergency-ser F |
2011-Sep |
4.000% |
101.159 |
2.461 |
$40,000 |
Investor sold |
| 9:26am |
Bay Area Govt Assn Calif Wtr & Ser A |
2011-Sep |
4.000% |
102.673 |
2.443 |
$10,000 |
Investor bought |
| 12:47pm |
Westlands Calif Wtr Dist Rev Ser A |
2011-Sep |
4.000% |
102.726 |
2.413 |
$50,000 |
Investor bought |
| 1:48pm |
Napa Calif Cmnty Redev Agy Tax Parkway Plaza Redev Proj-ser A |
2011-Sep |
3.625% |
102.110 |
2.396 |
$20,000 |
Investor sold |
| 2:12pm |
Los Angeles Calif Santn Equip Ser B |
2011-Feb |
5.000% |
103.037 |
2.379 |
$15,000 |
Investor sold |
| 5:01pm |
Los Angeles Calif Convention & Ref |
2011-Aug |
2.750% |
100.635 |
2.370 |
$10,000 |
Investor bought |
| 2:17pm |
California Statewide Cmntys Ser A |
2011-Apr |
3.500% |
101.625 |
2.269 |
$30,000 |
Investor sold |
| 11:18am |
Rocklin Calif Uni Sch Dist Ref-no 1 |
2011-Sep |
4.000% |
103.000 |
2.257 |
$200,000 |
Investor bought |
| 1:07pm |
Fresno Cnty Calif Fing Auth Juvenile Justice Campus |
2011-Aug |
2.875% |
101.074 |
2.220 |
$100,000 |
Investor bought |
| 12:22pm |
California St Ref |
2011-Feb |
5.250% |
103.538 |
2.202 |
$5,000 |
Investor sold |
| 4:57pm |
California St Unrefunded Balance |
2011-Nov |
6.900% |
102.029 |
2.164 |
$10,000 |
Investor sold |
| 11:32am |
Long Beach Calif Arpt Rev Ref-sr Ser B |
2011-Jun |
3.000% |
101.217 |
2.160 |
$455,000 |
Investor bought |
| 11:32am |
Long Beach Calif Arpt Rev Ref-sr Ser B |
2011-Jun |
3.000% |
101.217 |
2.160 |
$450,000 |
Investor bought |
| 12:15pm |
Los Angeles Cnty Calif Pub Wks Ref-master Pj-ser A |
2011-Sep |
5.000% |
104.897 |
2.158 |
$100,000 |
Investor bought |
| 2:00pm |
Los Angeles Calif Convention & Ref |
2011-Aug |
2.750% |
101.017 |
2.144 |
$20,000 |
Investor sold |
| 2:45pm |
Los Angeles Calif Cmnty Redev Earthquake Disaster Proj-ser D |
2011-Sep |
5.000% |
104.945 |
2.131 |
$225,000 |
Investor bought |
| 9:21am |
Ontario Calif Redev Fing Auth Cap Projs |
2011-Aug |
4.000% |
103.139 |
2.091 |
$30,000 |
Investor bought |
| 4:32pm |
San Francisco Calif Cmnty Election 2005-ser A |
2011-Jun |
4.000% |
102.925 |
2.079 |
$25,000 |
Investor sold |
| 12:23pm |
California St |
2011-Sep |
6.300% |
107.323 |
2.056 |
$5,000 |
Investor sold |
| 4:06pm |
Long Beach Calif Spl Tax Cmnty Facs Dist 07-2 |
2011-Oct |
2.000% |
100.000 |
2.000 |
$60,000 |
Investor bought |
| 2:09pm |
Montebello Calif Ctfs Partn Ref & Cap Impt Proj |
2011-Nov |
4.600% |
104.354 |
2.000 |
$50,000 |
Investor bought |
| 12:23pm |
California St |
2011-Nov |
4.000% |
103.867 |
1.952 |
$25,000 |
Investor sold |
| 8:31am |
Manteca Calif Redev Agy Tax Ref-manteca Merged Proj Area |
2011-Oct |
4.000% |
103.712 |
1.946 |
$30,000 |
Investor bought |