| Time of Trade |
Security Description |
Maturity Date |
Coupon |
Price |
Yield |
Trade Amount |
Trade Type |
| 8:05am |
California St Taxable-var Purp |
2014-Oct |
4.850% |
102.450 |
4.284 |
$10,000 |
Investor bought |
| 8:05am |
California St Taxable-var Purp |
2014-Oct |
4.850% |
100.950 |
N/R |
$10,000 |
Inter-dealer |
| 8:27am |
El Dorado Calif Irr Dist Ctfs Ser A |
2014-Mar |
4.000% |
99.250 |
N/R |
$25,000 |
Inter-dealer |
| 8:29am |
Los Angeles Calif Dept Arpts Sub-los Angeles Intl Arpt-d |
2014-May |
5.000% |
110.360 |
2.524 |
$100,000 |
Investor sold |
| 8:45am |
Coalinga-huron Calif Jt Uni Ser B |
2014-Aug |
5.400% |
100.000 |
5.278 |
$25,000 |
Investor sold |
| 8:50am |
Glendale Calif Cmnty College Ser A |
2014-Oct |
3.500% |
106.577 |
N/R |
$100,000 |
Inter-dealer |
| 8:50am |
Glendale Calif Cmnty College Ser A |
2014-Oct |
3.500% |
106.527 |
N/R |
$100,000 |
Inter-dealer |
| 8:53am |
California St Ref |
2014-Aug |
5.000% |
108.673 |
N/R |
$25,000 |
Inter-dealer |
| 8:55am |
Sierra Calif Jt Cmnty College Cap Apprec-elec Of 2004-ser B |
2014-Aug |
N/R |
86.832 |
N/R |
$40,000 |
Inter-dealer |
| 8:55am |
Sierra Calif Jt Cmnty College Cap Apprec-elec Of 2004-ser B |
2014-Aug |
N/R |
87.732 |
2.814 |
$40,000 |
Investor bought |
| 9:03am |
San Francisco Calif City & Prop A-election 2006-ser B |
2014-Jun |
4.000% |
108.666 |
2.000 |
$100,000 |
Investor bought |
| 9:17am |
South Orange Cnty Calif Pub Ref-foothill Area-ser A |
2014-Aug |
5.250% |
107.185 |
3.581 |
$400,000 |
Investor sold |
| 9:17am |
South Orange Cnty Calif Pub Ref-foothill Area-ser A |
2014-Aug |
5.250% |
107.235 |
N/R |
$400,000 |
Inter-dealer |
| 9:18am |
Sacramento Calif City Fing Cap Apprec-tax Alloc-comb Pj-b |
2014-Nov |
N/R |
78.377 |
N/R |
$50,000 |
Inter-dealer |
| 9:23am |
California St Economic Ser A-fgic Tcrs |
2014-Jul |
5.250% |
110.184 |
N/R |
$100,000 |
Inter-dealer |
| 9:24am |
California St Economic Ser A-fgic Tcrs |
2014-Jul |
5.250% |
110.320 |
2.840 |
$100,000 |
Investor bought |
| 9:26am |
Sacramento Calif City Fing Cap Apprec-tax Alloc-comb Pj-b |
2014-Nov |
N/R |
78.477 |
4.974 |
$50,000 |
Investor bought |
| 9:28am |
Sacramento Calif City Fing Cap Apprec-tax Alloc-comb Pj-b |
2014-Nov |
N/R |
78.277 |
N/R |
$50,000 |
Inter-dealer |
| 9:36am |
California St Taxable-var Purp |
2014-Oct |
4.850% |
100.953 |
N/R |
$1,000,000+ |
Inter-dealer |
| 9:36am |
California St Taxable-var Purp |
2014-Oct |
4.850% |
100.903 |
N/R |
$1,000,000+ |
Inter-dealer |
| 9:39am |
Riverside Calif Pub Fing Auth Superior Lien-ser A |
2014-Sep |
4.600% |
100.898 |
4.250 |
$150,000 |
Investor bought |
| 9:43am |
California St Economic Prerefunded-ser A |
2014-Jul |
5.250% |
118.387 |
1.136 |
$500,000 |
Investor bought |
| 9:44am |
California St Economic Natl-ser A |
2014-Jul |
4.125% |
110.826 |
1.670 |
$135,000 |
Investor bought |
| 9:45am |
California St Var Purp |
2014-Mar |
5.000% |
110.267 |
N/R |
$200,000 |
Inter-dealer |
| 9:45am |
California St Economic Prerefunded-ser A |
2014-Jul |
5.250% |
118.387 |
1.136 |
$250,000 |
Investor bought |
| 9:51am |
California St Var Purp |
2014-Mar |
5.000% |
110.142 |
2.479 |
$200,000 |
Investor sold |
| 9:58am |
University Calif Revs Ltd Proj-ser A |
2014-May |
5.000% |
109.427 |
1.500 |
$150,000 |
Investor bought |
| 10:01am |
California St Var Purp |
2014-Mar |
5.000% |
110.517 |
2.392 |
$200,000 |
Investor bought |
| 10:07am |
California St Taxable-var Purp |
2014-Oct |
4.850% |
101.950 |
4.398 |
$10,000 |
Investor bought |
| 10:13am |
Petaluma Calif City Jt Un High Cap Apprec-ref |
2014-Aug |
N/R |
81.529 |
4.408 |
$10,000 |
Investor bought |
| 10:16am |
Petaluma Calif City Jt Un High Cap Apprec-ref |
2014-Aug |
N/R |
81.529 |
4.408 |
$15,000 |
Investor bought |
| 10:40am |
Moorpark Calif Cmnty Facs Dist Moorpark Highlands |
2014-Sep |
4.625% |
94.765 |
N/R |
$55,000 |
Inter-dealer |
| 10:46am |
California St Taxable-var Purp |
2014-Apr |
5.250% |
102.887 |
N/R |
$100,000 |
Inter-dealer |
| 10:47am |
California St Taxable-var Purp |
2014-Oct |
4.850% |
100.803 |
N/R |
$1,000,000+ |
Inter-dealer |
| 10:48am |
California St Taxable-var Purp |
2014-Oct |
4.850% |
100.853 |
N/R |
$1,000,000+ |
Inter-dealer |
| 10:53am |
California St Taxable-var Purp |
2014-Apr |
5.250% |
102.962 |
N/R |
$100,000 |
Inter-dealer |
| 10:54am |
California St Taxable-var Purp |
2014-Oct |
4.850% |
100.853 |
N/R |
$750,000 |
Inter-dealer |
| 10:56am |
Irvine Calif Uni Sch Dist Spl Cmnty Facs Dist No 86-1 |
2014-Sep |
5.000% |
108.972 |
2.958 |
$250,000 |
Investor bought |
| 10:57am |
California St Taxable-var Purp |
2014-Oct |
4.850% |
100.853 |
N/R |
$250,000 |
Inter-dealer |
| 11:00am |
Coalinga-huron Calif Jt Uni Ref |
2014-Aug |
4.000% |
106.487 |
N/R |
$385,000 |
Inter-dealer |
| 11:02am |
Los Angeles Cnty Calif Santn Cap Projs-dist No 14 Sub-b |
2014-Oct |
3.750% |
103.109 |
N/R |
$15,000 |
Inter-dealer |
| 11:05am |
Taft Calif City Elem Sch Dist Ser A |
2014-Aug |
4.400% |
105.502 |
2.223 |
$100,000 |
Investor bought |
| 11:10am |
Sacramento Calif City Fing Cap Apprec-tax Alloc-comb Pj-b |
2014-Nov |
N/R |
78.377 |
N/R |
$25,000 |
Inter-dealer |
| 11:10am |
Sacramento Calif City Fing Cap Apprec-tax Alloc-comb Pj-b |
2014-Nov |
N/R |
78.477 |
4.974 |
$25,000 |
Investor bought |
| 11:10am |
California St Pub Wks Brd Ref-dept Corrections & Rehab-j |
2014-Jan |
5.000% |
103.752 |
3.998 |
$250,000 |
Investor sold |
| 11:10am |
California St Pub Wks Brd Ref-dept Corrections & Rehab-j |
2014-Jan |
5.000% |
103.877 |
N/R |
$250,000 |
Inter-dealer |
| 11:12am |
Sacramento Calif City Fing Cap Apprec-tax Alloc-comb Pj-b |
2014-Nov |
N/R |
78.252 |
N/R |
$25,000 |
Inter-dealer |
| 11:20am |
California Edl Facs Auth Rev Stanford Univ-ser T-4 |
2014-Mar |
5.000% |
115.455 |
1.297 |
$1,000,000+ |
Investor sold |
| 11:24am |
Kern Cnty Calif Pension Oblig Taxable |
2014-Aug |
7.260% |
101.750 |
6.817 |
$10,000 |
Investor sold |
| 11:24am |
Kern Cnty Calif Pension Oblig Taxable |
2014-Aug |
7.260% |
102.250 |
N/R |
$10,000 |
Inter-dealer |