| Time of Trade |
Security Description |
Maturity Date |
Coupon |
Price |
Yield |
Trade Amount |
Trade Type |
| 11:24am |
Kern Cnty Calif Pension Oblig Taxable |
2014-Aug |
7.260% |
101.750 |
6.817 |
$10,000 |
Investor sold |
| 2:10pm |
Irwindale Calif Cmnty Redev Taxable-city Indl-hsg-tax Aloc |
2014-Aug |
5.250% |
95.500 |
6.374 |
$45,000 |
Investor sold |
| 6:37pm |
Richmond Calif Jt Pwrs Fing Reassmt-ser A |
2014-Sep |
4.850% |
96.750 |
5.635 |
$25,000 |
Investor sold |
| 6:41pm |
San Jose Calif Cmnty Facs Dist No 10-hassler-silver Creek |
2014-Sep |
4.400% |
95.000 |
5.608 |
$25,000 |
Investor sold |
| 5:05pm |
California Statewide Cmntys Ser A |
2014-Sep |
5.250% |
99.541 |
5.358 |
$90,000 |
Investor sold |
| 2:07pm |
West Sacramento Calif Fing Ser A |
2014-Sep |
4.000% |
94.510 |
5.317 |
$50,000 |
Investor sold |
| 8:45am |
Coalinga-huron Calif Jt Uni Ser B |
2014-Aug |
5.400% |
100.000 |
5.278 |
$25,000 |
Investor sold |
| 12:14pm |
California St Unrefunded Balance |
2014-Oct |
5.000% |
98.937 |
5.250 |
$5,000 |
Investor sold |
| 4:41pm |
California St Pub Wks Brd Ref-trustees Calif St Univ-b |
2014-Sep |
5.000% |
99.100 |
5.214 |
$10,000 |
Investor sold |
| 2:45pm |
Culver City Calif Redev Fin Ref-tax Alloc |
2014-Nov |
5.500% |
101.550 |
5.139 |
$105,000 |
Investor sold |
| 2:45pm |
Culver City Calif Redev Fin Ref-tax Alloc |
2014-Nov |
5.500% |
101.550 |
5.139 |
$20,000 |
Investor sold |
| 2:36pm |
Alexander Valley Calif Un Sch Flexfund Prog |
2014-Jul |
4.250% |
96.500 |
5.112 |
$5,000 |
Investor bought |
| 3:47pm |
Twin Rivers Uni Sch Dist Calif Bd Antic Nts |
2014-Apr |
N/R |
80.329 |
5.099 |
$35,000 |
Investor sold |
| 2:45pm |
Culver City Calif Redev Fin Ref-tax Alloc |
2014-Nov |
5.500% |
101.750 |
5.093 |
$125,000 |
Investor bought |
| 5:06pm |
California Statewide Cmntys Ser A |
2014-Sep |
5.250% |
101.041 |
5.000 |
$90,000 |
Investor bought |
| 4:46pm |
Los Angeles Calif Cmnty Facs No 4-playa Vista-phase I |
2014-Sep |
4.000% |
95.901 |
4.975 |
$25,000 |
Investor sold |
| 11:10am |
Sacramento Calif City Fing Cap Apprec-tax Alloc-comb Pj-b |
2014-Nov |
N/R |
78.477 |
4.974 |
$25,000 |
Investor bought |
| 1:16pm |
Sacramento Calif City Fing Cap Apprec-tax Alloc-comb Pj-b |
2014-Nov |
N/R |
78.477 |
4.974 |
$25,000 |
Investor bought |
| 9:26am |
Sacramento Calif City Fing Cap Apprec-tax Alloc-comb Pj-b |
2014-Nov |
N/R |
78.477 |
4.974 |
$50,000 |
Investor bought |
| 11:26am |
Sacramento Calif City Fing Cap Apprec-tax Alloc-comb Pj-b |
2014-Nov |
N/R |
78.477 |
4.974 |
$25,000 |
Investor bought |
| 1:14pm |
Hemet Calif Cmnty Facs Dist No Heartland Proj |
2014-Sep |
4.300% |
97.443 |
4.907 |
$100,000 |
Investor sold |
| 4:11pm |
Twin Rivers Uni Sch Dist Calif Bd Antic Nts |
2014-Apr |
N/R |
81.529 |
4.750 |
$35,000 |
Investor bought |
| 3:42pm |
California St Taxable-var Purp |
2014-Oct |
4.850% |
100.700 |
4.686 |
$90,000 |
Investor sold |
| 3:38pm |
California St Taxable-var Purp |
2014-Oct |
4.850% |
100.700 |
4.686 |
$40,000 |
Investor sold |
| 1:10pm |
Oakland Calif Redev Agy Ref-cent Dist Redev-sr Tax All |
2014-Feb |
5.500% |
103.089 |
4.676 |
$50,000 |
Investor bought |
| 4:57pm |
Concord Calif Redev Agy Tax Ref |
2014-Jul |
4.125% |
98.000 |
4.612 |
$425,000 |
Investor sold |
| 1:51pm |
California St Taxable-var Purp |
2014-Oct |
4.850% |
101.069 |
4.600 |
$735,000 |
Investor bought |
| 2:43pm |
California St Taxable-var Purp |
2014-Oct |
4.850% |
101.237 |
4.561 |
$250,000 |
Investor bought |
| 11:25am |
California St Taxable-var Purp |
2014-Oct |
4.850% |
101.286 |
4.550 |
$250,000 |
Investor bought |
| 12:58pm |
California St Taxable-var Purp |
2014-Apr |
5.250% |
102.748 |
4.545 |
$1,000,000+ |
Investor sold |
| 2:31pm |
California St Pub Wks Brd Dept Mental Hlth-coalinga-a |
2014-Jun |
5.250% |
103.033 |
4.500 |
$5,000 |
Investor bought |
| 4:05pm |
West Sacramento Calif Fing Ser A |
2014-Sep |
4.000% |
98.000 |
4.469 |
$200,000 |
Investor sold |
| 3:00pm |
Washington Twp Calif Health Ser A |
2014-Jul |
5.000% |
102.419 |
4.410 |
$25,000 |
Investor bought |
| 3:00pm |
Washington Twp Calif Health Ser A |
2014-Jul |
5.000% |
102.419 |
4.410 |
$300,000 |
Investor bought |
| 10:16am |
Petaluma Calif City Jt Un High Cap Apprec-ref |
2014-Aug |
N/R |
81.529 |
4.408 |
$15,000 |
Investor bought |
| 10:13am |
Petaluma Calif City Jt Un High Cap Apprec-ref |
2014-Aug |
N/R |
81.529 |
4.408 |
$10,000 |
Investor bought |
| 10:07am |
California St Taxable-var Purp |
2014-Oct |
4.850% |
101.950 |
4.398 |
$10,000 |
Investor bought |
| 1:21pm |
California St Taxable-var Purp |
2014-Oct |
4.850% |
101.996 |
4.387 |
$10,000 |
Investor bought |
| 1:28pm |
California St Taxable-var Purp |
2014-Oct |
4.850% |
102.100 |
4.364 |
$40,000 |
Investor bought |
| 12:32pm |
California St Taxable-var Purp |
2014-Oct |
4.850% |
102.100 |
4.364 |
$15,000 |
Investor bought |
| 12:36pm |
California St Taxable-var Purp |
2014-Oct |
4.850% |
102.100 |
4.364 |
$15,000 |
Investor bought |
| 1:57pm |
California St Taxable-var Purp |
2014-Oct |
4.850% |
102.212 |
4.338 |
$50,000 |
Investor bought |
| 2:36pm |
California St Taxable-var Purp |
2014-Oct |
4.850% |
102.250 |
4.329 |
$500,000 |
Investor bought |
| 2:15pm |
California St Taxable-var Purp |
2014-Oct |
4.850% |
102.276 |
4.324 |
$50,000 |
Investor bought |
| 12:12pm |
California St Taxable-var Purp |
2014-Oct |
4.850% |
102.286 |
4.321 |
$250,000 |
Investor bought |
| 1:12pm |
California St Taxable-var Purp |
2014-Oct |
4.850% |
102.350 |
4.307 |
$10,000 |
Investor bought |
| 12:46pm |
California St Taxable-var Purp |
2014-Oct |
4.850% |
102.348 |
4.307 |
$60,000 |
Investor bought |
| 3:11pm |
California St Taxable-var Purp |
2014-Oct |
4.850% |
102.348 |
4.307 |
$15,000 |
Investor bought |
| 3:26pm |
Brea Calif Redev Agy Tax Allocation-redev Pj Ab |
2014-Aug |
4.000% |
98.750 |
4.296 |
$25,000 |
Investor sold |
| 8:05am |
California St Taxable-var Purp |
2014-Oct |
4.850% |
102.450 |
4.284 |
$10,000 |
Investor bought |